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“Classic” biophysical methods for hair & scalp

Testing hair and scalp product efficacy needs accurate testing equipment and study design. Courage & Khazaka give an in-depth overview of the options

However, there is more to it. Nowadays, social media, most of all Instagram, influences different generations. Besides skin, hair is the characteristic attribute for health, youth and attraction. Hair can even be a communication and political instrument. Just take as an example the men who grow a moustache of their own style every November, the so called Movember, to raise funds for men´s health.2 Plenty of products and treatments are ready to fit the modern hair care market for thin, thick, curly, dry, oily, blonde, coloured, ethnic, young, or old hair. Imagine a claim, the product is already invented. As hair is unique, personalised products flood the hair care market. Respectively, a great number of claims around the various products exists. Hair care rituals can be complemented with food supplements and treatment devices.

Tests on hair tresses

In this context, claim-related best practice in vitro biophysical methods, including instrumental methods (mechanical and visual) to hair fibre characteristics have been established.4,5.6

The most widely used instrumental-based mechanical test to measure the efficacy of shampoos, conditioners, masks and other hair care products is the combing forces test on hair tresses as it supports a broad range of claims. Wet and dry combing forces are determined to substantiate claims such as combability, conditioning, detangling or easy-to-comb. Mechanical measurements of hair breakage provoked by multiple combing of hair tresses show how effective hair care products are regarding protection or resistance to hair damage caused by combing. The amount of broken hair fragments is determined to support claims such as anti-split ends or anti-breakage. 

Friction tests, where a bar is pulled along a hair tress, are applied to support claims like smooth and silky performance. 

The tensile properties of hair depend on its inner structure. Their measurement offers a view into activities lying within. Hair strength is affected by a wide range of influencing factors, so it is often seen as a primary measure of hair damage which can be analysed with the Single Fiber Tensile or Single Fiber Fatigue Test

Differential Scanning Calorimetry (DSC) is performed for supporting claims such as heat-and UV protection through denaturing of keratin upon heating. By applying this method, the thermal resistance of hair’s major morphological components is determined

Hair consists of 12 to 15% of water, which is one of the most important fibre properties. The water content of hair can be measured through the Hair´s Technical Water Content Test. The main factor to determine hair water content is the relative humidity of the surrounding atmosphere, and this relationship is given via the hair water adsorption isotherm. 

Bending tests support claims like long lasting hold and strength of fixation. There are three different test types depending on the product to be evaluated; such as bending the hold-providing film, remaining hold and flexibility of the hold.

For assessing hair shine/gloss, colour, curl retention and volume, visual tests have become standard in practice. Hair gloss assessment for example is mostly performed visually by an expert panel; colour protection and anti-colour fade products or the durability of colour-dyed hair are measured by using a Colorimeter and the volume of a hair tress can be assessed using a silhouette technique followed by image analysis.

Testing hair and scalp in vivo

For the hairless skin, objective testing methods have been known for decades. Some of these “classical methods” have also been used on hair and scalp for quite a while. 

Sebum on hair & scalp

The sebum for hair and scalp is produced by the sebaceous glands on the scalp. The sebum gland releases the oil to the hair via a small channel. It is then transported along the hair shaft away from the scalp. The main task of the sebum is to protect the scalp and to keep the hair shiny and supple while preventing it from breaking. 

When produced in a high quantity, sebum leads to greasy hair and scalp problems that may cause increased microbial activity and oily dandruff. Especially in urban areas with high pollution, fine dust particles and other pollutants may cling to the oil, making the hair look dull and degrading the hair quality. To remove the oil and pollutants, frequent washing is required which will most notably dry out longer hair. Also, this might just trigger the production of more oil to compensate for the frequent removal – leading to a vicious circle. So, the aim would be to balance the oil production to a moderate level or develop products with lipid-restoring properties

The Sebumeter® for example is not only the world’s most used instrument to determine the sebum content of the skin but already in the 1980s and the early 90s, work has been presented about the usefulness of this device on hair and scalp.7,8

For optimal reaching of the hairy scalp, a special adapter can be useful to measure with the milky foil of the Sebumeter® that will become transparent when absorbing the oil. After the foil has been removed from the scalp, its transparency is evaluated photometrically

Hair colour and gloss are “evergreens” among the claims around hair care

Easy and quick to use. Colorimeter and Glossymeter devices which have been used on skin for a long time and are also suitable to support the booming claims like brightening, luminosity, shine, colour intensity/lasting for hair.

Hydration

Hydration on hair is more difficult to measure than on skin. However, dehydrated hair is one of the main consumer concerns9 with regards to hair care. One method that has been used to determine the moisture content of hair is the measurement of induced chemoluminescence. However, this method requires a huge financial and spatial expenditure. A promising approach has been tested by Pierard et al. using capacitance imaging.10 The MoistureMap device using this method could become an interesting tool for such tests

The pH-value on hair and scalp plays an important role in the efficacy testing of hair care. Claims like “pH-neutral” or “sensitive” are easy to support by pH-measurements.

Product safety

The barrier function of the scalp is the key parameter in the safety and efficacy evaluation of products applied on the head. Since the ban of animal testing in the development of cosmetic products, TEWL measurements have to take place in vivo on human subjects and in vitro on cultured  cell tissue. The open chamber measurement of the Tewameter® is the world’s most-used method for the assessment of transepidermal water loss (TEWL). The Tewameter® Nano probe has been developed to especially measure the scalp. With its small measurement surface of only 2 mm diameter, the scalp can easily be reached through the hair. TEWL measurements are also used as indirect measurements of the water content on the scalp

Imaging

Following the tendency in evaluating skin care efficacy and its claim support, also in hair care development more and more methods are based on image analysis.

The evaluation of the hair length can be used for different claims. In hair care and food/ food supplements hair length assessment can substantiate hair growth claims. Also, in testing the quality of shaving, this measurement will be useful. Thickness measurement of the single hair are used to show the volumizing effect of products

Special UV-based cameras such as the Visioscan® offer high resolution, non-glossy images of hair and scalp. Other cameras with parallel – and cross-polarized light show scalp and hair images from different angles

Other methods such as transmitted light microscopy, scanning electron microscopy (SEM) but also high resolution-cameras with magnification objective can show structural hair fibre damage and substantiate hair repair claims.

Dandruff

The same way as skin does, the scalp will constantly shed small dandruff flakes from its surface. This is a normal process making room for new cells growing from the base of the epidermis. Usually, these minuscule and more or less imperceptible flakes will be removed by washing and combing the hair. However, almost 50% of the world’s population show plainly visible flakes at one time or another, a problem described as dandruff.11 In general, dandruff causes more social and psychological problems than medical ones, effecting self-esteem and confidence. 12

Dandruff is difficult to define because it can manifest in different conditions and blurs with seborrhoeic dermatitis and other scaly skin problems such as atopic dermatitis and psoriasis.13 It is often linked to the colonisation of the scalp by Malassezia, a fungal microorganism. Also, seborrhoeic conditions, allergies or dehydration of the scalp may result in dandruff. Additionally, external triggers have been identified, such as sun exposure12 or treatment with unsuitable products. 

While the scalp condition can be assessed by probes such as TEWL measurement and sebum measurement directly on the scalp and skin surface moisture on the forehead close to the hairline, the extent of dandruff can be assessed either by expert rating, or, for more objective testing by imaging methods using the DandruffMeter. Dandruff flakes are sampled by the application of a defined combing procedure. The collected flakes will be distributed in a wide petri dish onto a dark background material that is then inserted into the DandruffMeter for analysis. Inside the device, circularly arranged LEDs will illuminate this sample homogeneously and in a standardised way. Straight above the illuminated sample, a high-resolution camera will take a picture. Dandruff will shine bright white against the dark background and can be analysed and categorised in the device software for the amount and sizes of the dandruff accretions. Application of an anti-dandruff shampoo should shift the distribution from largersized categories to smaller-sized dandruff flakes

Testing methods for hair loss

Another wide-spread concern is hair loss. The causes for alopecia are attributed to numerous combined influences ranging from genetic predisposition, increased dehydrotestosterone production, mineral and vitamin deficiency, stress, toxins, colonisation with microorganisms to the way that the head is generally held as well as facial expression which are supposedly influencing muscle tension along the head. 

Different to other mammals that shed their fur  seasonably, human hair undergoes unsynchronised growth cycles. 14 This irregular pattern is characterised by hair in different growth stages at the same time, ideally 90% anagen (growth phase), 1–2% catagen (regression phase) and 8–9% telogen (resting phase).15 In androgenetic hair loss, the anagen phase is shortened and the anagentelogen rate may shift from 6:1 to 2:1.14 The changes from anagen to catagen to telogen and the ratio of the different hair growth stages can be assessed by trichography, either by microscopic determination of the hair roots of torn-out hair or by devices measuring hair growth within a certain time span after shaving like the Trichoscan® device

Often, at the same time the single hair is thinning.15 The combination of decreased hair regrowth and thinner hair leads to the overall  impression of baldness. Hair thinning can be assessed by special dermatoscopes (trichoscopy) or by using the Visioscan camera and objectively measuring the thicknesses of single hair

Other sources also point to the scalp microbiome being involved in hair loss by promoting inflammation. 16 Especially two bacteria and their ratio play an important role: if the balance between Cutibacterium acnes (syn. Propionibacterium acnes) and Staphylococcus aureus shifts towards the latter, less inflammation will occur and hair loss is limited. The activity of the Cutibacterium acnes can be made visible and calculated by using special UV-wavelengths that will cause an autofluorescence of the porphyrins produced by the acne bacteria. The Visiopor® is a handy and efficient camera emitting UV-light of this specific wavelength onto a small area of the skin surface (6.4 mm x 8 mm) and recording the occurring fluorescence. The amount, area and intensity of these fluorescent spots can then be automatically calculated and compared over the treatment time.

Besides optical analysis, also the measurement of scalp stiffness can give interesting insights. It could be observed that balding men and women tend to have chronically tighter scalps than those without hair loss. Studies have been clearly identifying mechanical stress on the scalp as an active factor in androgenetic alopecia.17 Measurement of the rigidity (stiffness) of the scalp could therefore give additional information on the efficacy of tension-relieving methods. The Scalp Indentometer with a 1 mm diameter indenter can be used to show improvement in scalp rigidity

Microcirculation that has also been found to be involved in hair loss18 can be easily determined by measuring the scalp temperature.

Completing the circle

Is skin care the new hair care? Claims known in skin care for quite some time such as anti-ageing, pollution defense, exfoliating scrub, vitamininfused, collagen boosting become increasingly  common in the hair care market as it continues to diversify beyond the standard shampoo, conditioner and styling aids categories.19 Or is hair care the new skin care?20 Our hair is as individual as we are. The skin of the scalp is more permeable than the skin of our face. Personalised trends already known for a long time in skin care, are also gaining ground in hair care.

The same measurement methods used in the development and efficacy testing of hair care can be used in simplified forms at the various points of sale to lead the consumer through the jungle of products and find the individual suitable hair care range


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Shenzhen BST Science & Technology Co., Ltd. established in 2007, is a manufacturer of personal care functional ingredients in China and has ten years experience in import and export. We have established competent and international standard level R&D and quality assurance capability. 

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